Appendix 4 – Schedule 5: List of Companies for Certain Purposes of Act

(Including, in particular, Sections 142, 350, 362 and 510)

 

  1. A company that is an authorised investment firm within the meaning of the European Communities (Markets in Financial Instruments) Regulations 2007 (S.I. No. 60 of 2007).
  2. A company that is an authorised market operator.
  3. A company that is an associated undertaking or a related undertaking, of an authorised investment firm or an authorised market operator, within the meaning of the European Communities (Markets in Financial Instruments) Regulations 2007 (S.I. No. 60 of 2007).
  4. A company to which Chapter VII, VIII or IX of Part II of the Central Bank Act 1989 applies.
  5. A company that is engaged in the business of accepting deposits or other repayable funds or granting credit for its own account.
  6. A company that is an associated body of a building society within the meaning of the Building Societies Act 1989.
  7. A company that is an associated enterprise of a credit institution within the meaning of the European Communities (Credit Institutions) (Consolidated Supervision) Regulations 2009 (S.I. No. 475 of 2009).
  8. An investment company within the meaning of Part 24.
  9. A company that is a management company, trustee or custodian within the meaning of Part 24 or of Part 2 of the Investment Funds, Companies and Miscellaneous Provisions Act 2005.
  10. A company that is an undertaking for collective investment in transferable securities within the meaning of the European Communities (Undertakings for Collective Investment in Transferable Securities) Regulations 2011 (S.I. No. 352 of 2011).
  11. A company that is a management company or trustee of an undertaking for collective investment in transferable securities within the meaning of the European Communities (Undertakings for Collective Investment in Transferable Securities) Regulations 2011 (S.I. No. 352 of 2011).
  12. A company that is a management company or trustee of a unit trust scheme within the meaning of the Unit Trusts Act 1990.
  13. A company that is a general partner or custodian of an investment limited partnership within the meaning of the Investment Limited Partnerships Act 1994.
  14. A company that has close links (within the meaning of the European Union (Capital Requirements) Regulations 2014 (S.I. No. 158 of 2014)) with an authorised investment firm referred to in paragraph 1 or a company referred to in paragraph 5.
  15. Any other company the carrying on of business by which is required, by virtue of any enactment or instrument thereunder, to be authorised by the Central Bank.
  16. A company that is the holder of an authorisation within the meaning of—
  17. Regulation 2 of the European Communities (Non-Life Insurance) Regulations 1976 (S.I. No. 115 of 1976);
  18. Regulation 2 of the European Communities (Non-Life Insurance) Framework Regulations 1994 (S.I. No. 359 of 1994);
  19. Regulation 2 of the European Communities (Life Assurance) Regulations 1984 (S.I. No. 57 of 1984); or
  20. Regulation 2 of the European Communities (Life Assurance) Framework Regulations 1994 (S.I. No. 360 of 1994).
  21. A company that is an insurance intermediary within the meaning of the Insurance Act 1989.
  22. A company that is an excepted body within the meaning of the Trade Union Acts 1871 to 1990.